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United Kingdom Business Directory
Compliance Consultant
- Kemp House, 152-160 City Road, London , EC1V 2NX
- 02038157939
- 07092289901
- http://www.complianceconsultant.org
About Compliance Consultant
Established February 2014
Compliance Consultant is a UK Financial Services Regulatory Compliance Consultancy situated in London, and offers products and services nationwide. Compliance Consultant provides regulatory compliance & risk management services and FCA Authorisations to UK Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) Authorised Financial Services companies and provides a registration listing service for companies that require FCA authorisation or Joint PRA authorisation. We also provide governance documents such as a Regulatory Compliance Manual Template and Anti-Money Laundering Policy and Procedures (AML). The organisation has been available since 1991, and has been servicing satisfied clients since then.
Business Hours
Monday
Tuesday Today
Wednesday
Thursday
Friday
Products/Services
Accepted Payment Methods
Visa
MasterCard
American Express
Bank Wire
PayPal
Latest Articles/News
Template UK Regulatory Compliance Manual
2018-03-11Some claim that the application for authorisation forms in the FCA require this document, but let us make things clear. A Compliance Manual is not a regulatory requirement, it is however a regulatory expectation. It also helps keep the gove… Read more »
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