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 United Kingdom Business Directory
Compliance Consultant

Kemp House, 152-160 City Road, Islington, London , EC1V 2NX, United Kingdom

Compliance Consultant

Phone: 0.203.815.7939

Fax: 0.709.228.9901

Email Compliance Consultant

About Compliance Consultant

Established February 2014

Compliance Consultant is a UK Financial Services Regulatory Compliance Consultancy situated in London, and offers products and services nationwide.

Compliance Consultant provides regulatory compliance & risk management services and FCA Authorisations to UK Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) Authorised Financial Services companies and provides a registration listing service for companies that require FCA authorisation or Joint PRA authorisation.

We also provide governance documents such as a Regulatory Compliance Manual Template and Anti-Money Laundering Policy and Procedures (AML).

The organisation has been available since 1991, and has been servicing satisfied clients since then.

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Hours of Operation
  • Sunday
  • Closed
  • Monday
  • 9:00 am - 5:00 pm
  • Tuesday
  • 9:00 am - 5:00 pm
  • Wednesday
  • 9:00 am - 5:00 pm
  • Thursday
  • 9:00 am - 5:00 pm
  • Friday
  • 9:00 am - 5:00 pm
  • Saturday
  • Closed
Products & Services
Accepted Payment Methods
  • Visa
  • MasterCard
  • American Express
  • Bank Wire
  • PayPal
Latest Articles/News

Template UK Regulatory Compliance Manual

Template UK Regulatory Compliance Manual

03/11/2018 Some claim that the application for authorisation forms in the FCA require this document, but let us make things clear. A Compliance Manual is not a regulatory requirement, it is however a regulatory expectation. It also helps keep the governance for... Read More »

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Verified Company

This business listing's information is accurate and has been verified by the business owner of Compliance Consultant (Lee Werrell).

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